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Client Services Overview

Through a unique client-discovery session, paired with our proven research process, we provide investment advice and wealth management and planning services for all your needs. We can handle everything, including:

Investment Services

  • Establishment of investment objectives for every client
  • Coordination with other professional advisors as requested, including CPA/accountants, legal counsel, insurance agents
  • Individual meetings for evaluation of investment performance, updating overall financial objectives and, as appropriate, adjustment of portfolio
  • Rebalance of investment portfolios
  • Quarterly investment statements including account performance compared to applicable benchmarks
  • Insurance planning

Client Services & Communications

  • Views of the current state of the investment markets, economic developments, tax law changes, financial market activities and personal finance items of interest
  • Personal reviews on a periodic basis
  • Seminars on education, tax planning, estate planning, social security and other timely financial planning topics
  • Prompt response time to emails, phone calls and other requests
  • Client education through ongoing conversations, emails and white papers
  • Assistance and direction on debt management and important life events, such as births, deaths, graduations, marriage, divorce and declining health

Retirement Income & Distribution Planning

  • Analysis of current and future income needs and distribution requirements
  • Tax planning and management of retirement assets
  • Review and guidance on employer-provided retirement plans
  • Establishment of a holistic distribution strategy for retirement
  • Ongoing review of IRA beneficiaries in relation to the overall estate plan
  • Guidance and oversight of inherited IRAs

Family Wealth Planning

  • Estate planning review
  • Consultation with CPA accountant and attorney
  • Assistance with asset location and funding the estate planning entities
  • Guidance regarding appropriate steps in the event of the death of a spouse or parent
  • Educational services for other family members, children and grandchildren
  • Educational and expense planning

Tax Planning

  • Annual review of tax returns
  • Notification of new laws affecting taxes
  • Open and continuous dialogue with tax professionals
  • Creation of tax-efficient portfolios
  • Construction of family gifting strategies
  • “Family Vault” record storage and archiving
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CapWealth Advisors

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Sterne Agee

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American Funds

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C. Schwab

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Holiday Calendar

NYSE, NYSE MKT, NYSE Amex Options, NYSE Arca, NYSE Arca Options, and NYSE Bonds will observe U.S. holidays as listed below. Although NYSE Arca follows the same holiday schedule as the NYSE, on days when the NYSE closes early, NYSE Arca hours may vary due to its extended trading day.

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